Mark Devin Johnson

Current Employers

Employment History

• 01/2013 → 06/2023
  Triad Advisors, Inc.
  Norcross, GA
• 01/2013 → Present
  Roman, Butler, Fullerton, & Co
  St. Louis, MO
• 06/2023 → 07/2024
  Private Client Services
  St Louis, MO

Previous Registrations

• 2010-01-15 → 2013-01-02
  Prospera Financial Services, Inc.
  Brentwood, MO
  Dallas, TX
  Placitas, NM
  Dallas, TX
  Chesterfield, MO
• 2009-04-03 → 2010-01-15
  National Planning Corporation
  Ellisville, MO
  St. Louis, MO
• 2007-10-09 → 2009-02-17
  Lincoln Financial Distributors, Inc.
  San Diego, CA
  Chesterfield, MO
  Aurora, CO
  Old Greenwich, CT
  Newtown Square, PA
  Pittsford, NY

Other Businesses

1) Agent of Brokerage Unlimited Inc. 11433 Olde Cabin Rd, Saint Louis, MO 63141, an insurance brokerage agency. Duties include fixed/life insurance sales, an activity representing approximately 20 hrs/mo, some of which may be during trading hours. 2) Agent of Forsythe Findley Wealth Advisors/Guardian Life Insurance. 625 Maryville Centre Drive, Suite 100, St Louis, MO 63141, an insurance brokerage agency. Duties include disability and whole life insurance sales, an activity representing approximately 40 hrs/mo; some of which may be during trading hours. 3) Owner of "StudentLoansRX.com", 680 Craig Road, Suite 201, St Louis, MO 63141, a website owned for RBF marketing purposes. Duties include marketing to healthcare graduates and professionals for the provision of RBF investment advisory and financial planning services, an activity which represents approximately 5 hrs/mo mostly during trading hours. 4) Owner of "DentalWealthRX.com", 680 Craig Road, Suite 201, St Louis, MO 63141, a website owned for RBF marketing purposes. Duties include marketing to dental graduates and professionals for the provision of RBF investment advisory and financial planning services, an activity which represents approximately 5 hrs/mo mostly during trading hours. 5) Managing Member of Wealth Resource Connection LLC, 15792 Scenic Green Court, Chesterfield, MO 63017, an inactive business entity originally organized in 2010, which is currently intended to be used for future tax/accounting purposes. 6) Gateway Area Chapter of Safari Club International. St Louis, MO. The mission of SCI is to protect the freedom to hunt and promote wildlife conservation worldwide. Vice president and board member 10 hrs/mo; 0 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-30
• S63 Uniform Securities Agent State Law Examination
  1995-06-19