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Brett Christian Roth

Park Avenue Securities LLC

West Chester, OH

Cincinnati, OH

Dayton, OH

CRD 2195393

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
OH RA APPROVED 2022-06-13
  • TX RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2022-06-13

Branch Locations

9100 West Chester Towne Centre Dr Suite 355, West Chester, OH 45069 • United States

419 Plum Street, Cincinnati, OH 45202 • United States

7755 Paragon Road Suite 107, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 09/2016 05/2022
Unemployed Cincinnati OH 03/2016 09/2016
The Guardian Life Insurance Company Of America West Chester OH 05/2022 Present
Park Avenue Securities Llc West Chester OH 05/2022 Present
  • 09/2016 → 05/2022
    W&S Brokerage Services
    Cincinnati, OH
  • 03/2016 → 09/2016
    Unemployed
    Cincinnati, OH
  • 05/2022 → Present
    The Guardian Life Insurance Company Of America
    West Chester, OH
  • 05/2022 → Present
    Park Avenue Securities Llc
    West Chester, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-28
S63 Uniform Securities Agent State Law Examination 1991-12-09
  • S66 Uniform Combined State Law Examination
    2001-02-28
  • S63 Uniform Securities Agent State Law Examination
    1991-12-09
Designations
  • Certified Financial Planner
Other Names
  • Bret Christian Roth

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
SOUTHLAND EQUITY PARTNERS, LLC.
HORNOR, TOWNSEND & KENT, LLC

Nearby Investors

TRACY DONALD JONES
THOMAS DAVID EBNER
ROBERT MICHAEL LESHNAK

Nearby Offices

OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH

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