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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-18 |
| MN | RA | APPROVED | 2013-11-05 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
1502 London Rd Ste 210, Duluth, MN 55812 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Duluth | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; HERMANTOWN, MN; 100% OWNERSHIP; START 5/26/2021; 10 HOURS PER MONTH; ZERO HOURS DURING TRADING. JANZIG PROPERTIES LLC, INV RELATED, HERMANTOWN, MI, 100% OWNERSHIP, START 10/1/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-16 |
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