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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

211 Franklin Road, Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Brokerage, Inc. Memphis TN 11/2008 Present
Ftb Advisors, Inc. Nashville TN 10/2013 Present
Lpl Financial Llc Brentwood TN 08/2025 Present
  • 11/2008 → Present
    First Tennessee Brokerage, Inc.
    Memphis, TN
  • 10/2013 → Present
    Ftb Advisors, Inc.
    Nashville, TN
  • 08/2025 → Present
    Brentwood, TN
Previous Registrations
  • 2008-12-16 → 2025-08-21
    First Horizon Advisors, Inc.
    Nashville, TN
    Nashville, TN
    Madison, TN
    Nashville, TN
    Nashville, TN
    Brentwood, TN
  • 2009-05-01 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
  • 2008-06-18 → 2008-11-28
    Nashville, TN
    Nashville, TN
    Antioch, TN
    Nashville, TN
  • 2006-07-27 → 2008-06-26
    Nashville, TN
    Nashville, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-19
S63 Uniform Securities Agent State Law Examination 2005-09-22
  • S65 Uniform Investment Adviser Law Examination
    2006-07-19
  • S63 Uniform Securities Agent State Law Examination
    2005-09-22
Other Names
  • Shari Dearing

View on SEC IAPD

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