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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED 2017-11-17
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2017-11-17

Branch Locations

8 Shackleford Plaza Suite 207, Little Rock, AR 72211 • United States

858 Camp Street, New Orleans, LA 70130 • United States

1880 South 48Th St., Springdale, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Little Rock AR 10/2006 11/2017
Lpl Financial Llc Little Rock AR 11/2017 Present
Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) Little Rock AR 11/2017 Present
  • 10/2006 → 11/2017
    Next Financial Group Inc
    Little Rock, AR
  • 11/2017 → Present
    Lpl Financial Llc
    Little Rock, AR
  • 11/2017 → Present
    Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc)
    Little Rock, AR
Previous Registrations
  • 2006-10-06 → 2017-11-17
    Next Financial Group, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Fayetteville, AR
  • 2005-09-15 → 2006-10-09
    Raymond James Financial Services, Inc.
    Little Rock, AR
    Little Rock, AR
  • 2005-01-01 → 2005-08-31
    Russellville, AR
  • 2004-02-06 → 2004-06-23
    Ffp Advisory Services Inc
    Sherwood, AR
Other Businesses

1)11/17/17- Taxwise Wealth Management, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Little Rock, AR- 95% 2)11/17/17- Jerrod A Pinkston, CPA- Owner- Inv. Related- Little Rock, AR- 5% 3)11/17/17- Real Estate Rental- Property Owner- Inv. Related- Little Rock, AR - start date 11/16/17- 0%. 4) 11/20/2017 - Taxwise Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/16/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 95%. 5) 12/29/2021 - No Business Name - Investment Related - Home Based - Other-Notary Public - Start Date 10/10/2005 - 0 Hours Per Month/0 Hours During Securities Trading. 6) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/16/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 95% - I provide investment advisory services through NewEdge Advisors LLC, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-29
S63 Uniform Securities Agent State Law Examination 1991-12-31
  • S66 Uniform Combined State Law Examination
    2002-10-29
  • S63 Uniform Securities Agent State Law Examination
    1991-12-31

View on SEC IAPD

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