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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-20 |
Branch Locations
1 Alhambra Plaza Suite 1130, Coral Gables, FL 33134 • United States
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 08/2021 |
| Snowden Account Services | Miami | FL | 09/2021 | Present |
Serve as a board member on the Advisory Board of Clark Hulings Fund for Visual Arts; non-investment related; devote a few hours a month outside of work; does not receive compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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