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Franklin David Homberg

Raymond James & Associates, Inc.

Birmingham, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2013-02-13
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Birmingham, AL
    Birmingham, AL
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2000-08-24 → 2003-09-15
    Amsouth Investment Services, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-23
S63 Uniform Securities Agent State Law Examination 1991-12-23
  • S65 Uniform Investment Adviser Law Examination
    1996-09-23
  • S63 Uniform Securities Agent State Law Examination
    1991-12-23
Designations

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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