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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
VA RA APPROVED 2004-06-07
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • VA RA
    APPROVED
    Since 2004-06-07

Branch Locations

208 Golden Oak Ct, Virginia Beach, VA 23452 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 03/2004 Present
Bank Of America,Na Norfolk VA 11/2009 Present
Other Businesses

I*2087262, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO E O N RRA FBO E O N , Address: Virginia beach, Virginia, 23471, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2004-06-04

View on SEC IAPD

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