Stephen Hans Wagner

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial, Llc
  Ventura, CA
• 01/2016 → Present
  Integrity Wealth Advisors, Inc.
  Ventura, CA

Previous Registrations

• 2017-09-05 → 2018-01-31
  Lpl Financial Llc
  Ventura, CA
  San Diego, CA
  Ventura, CA
  Ojai, CA
• 2009-09-04 → 2016-02-11
  Transamerica Financial Advisors, Llc
  Ventura, CA
• 1997-07-08 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Ventura, CA

Other Businesses

1. 1/21/2016 - Wagner Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1992. 2. 1/21/2016 - MIDLAND NATIONAL, ALLIANZ, JNL FIXED, TRANSAMERICA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 8/7/2015 - 10 Hours Per Month - Time Spent 10% - Fixed insurance-life and long term. 3. 1/21/2016 - Stub Hub - Not Investment Related - sports - Started 4/22/13 - Time Spent 0% - Income from selling sporting tickets. 4. 3/28/2018 - DuPuis Ventures, LLC - Not Investment Related - Address: N/A - Business Owner - Limited Partner - 0 Hours Per Month. 5. 4/26/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/20/2018 - 1 Hours Per Month During Securities Trading. 6. 01/16/2019 - No business name - Investment related - 196 South Fir Street, Suite 140, Ventura, CA 93001 - Real Estate Rental - start date:01/01/2019 - I am renting an office in our suite to a CPA. 7. 4/4/2019 - Integrity Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/01/2019 - 40 Hours Per Month/25 Hours During Securities Trading - I provide investment advisory services through Integrity Wealth Advisors Inc., an independent investment advisor firm. I started this business activity on 4/4/2019. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 3/30/2023 - No Business Name - Not Investment Related - Ojai CA 93023 - Real Estate Rental - Owner - Start Date - 07/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 9. 10/11/2023: Integrity Wealth Advisors Inc; At Reported Business Location(s); Registered Investment Advisor DBA; Owner; Inv. related; start date 4/1/2019; 40hrs/mo.; 25hrs during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-25

Designations