Thomas Byron Taylor

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 05/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 05/2021 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: TTL ENTERPRISES LLC - THE COTTAGES AT BIG BEAR; INVESTMENT RELATED: NO; ADDRESS: BIG BEAR CITY, CA; NATURE OF BUSINESS: RETREAT / INN; POSITION/TITLE/RELATIONSHIP: OWNER; START DATE: 08/2008; APX NUMBER OF HOURS PER MONTH: 10 HOURS; BRIEF DESCRIPTION OF DUTIES: MAINTAINING BOOKS AND OVERSEEING BUSINESS ACTIVITIES OF RESORT; 2) NAME OF OTHER BUSINESS: AL MURPHY ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC THAT HOLDS REAL ESTATE INVESTMENTS; 3) NAME OF OTHER BUSINESS: GA MURPHY ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC THAT HOLDS REAL ESTATE INVESTMENTS; 4) NAME OF OTHER BUSINESS: IN MURPHY ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC THAT HOLDS REAL ESTATE INVESTMENTS; 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/1991 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1991-11-19

Designations