Mark S Fendrick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport News, VA
• 06/2011 → Present
  Bank Of America,N.A.
  Newport News, VA

Other Businesses

I*1947334 Entity Type, Name of OBA: Entity For ProfitLala Investment Partners LLC Address: Newport NewsVirginia23606 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/21/2021 No Hours: 1 Monthly No Hours during trading: 0 Duties: My role is generally administrative in nature. I handle all the accounts payable and a few hands on projects in the winter. I*2066298, Entity Type Fiduciary, Name of OBA: A F Address: Yorktown, Virginia, 23693 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 28-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-29
• S63 Uniform Securities Agent State Law Examination
  1992-01-17

Other Names

• Mark Steven Fendrick