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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-05-29 |
| VA | RA | APPROVED | 1993-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport News | VA | 11/1991 | Present |
| Bank Of America,N.A. | Newport News | VA | 06/2011 | Present |
I*1947334 Entity Type, Name of OBA: Entity For ProfitLala Investment Partners LLC Address: Newport NewsVirginia23606 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/21/2021 No Hours: 1 Monthly No Hours during trading: 0 Duties: My role is generally administrative in nature. I handle all the accounts payable and a few hands on projects in the winter. I*2066298, Entity Type Fiduciary, Name of OBA: A F Address: Yorktown, Virginia, 23693 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 28-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-17 |
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