Robert Shih-Chung Min

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → 10/2024
  Massmutual Life Insurance Company
  San Jose, CA
• 07/2024 → 10/2024
  Mml Investors Services, Llc
  San Jose, CA
• 10/2016 → 11/2023
  Bbsi
  San Jose, CA
• 12/2023 → 01/2024
  Unemployed
  San Jose, CA
• 01/2012 → 09/2016
  Sandler Training
  Sunnyvale, CA
• 11/2024 → Present
  Lpl Financial
  San Jose, CA

Previous Registrations

• 2024-09-06 → 2024-11-04
  Mml Investors Services, Llc
  San Jose, CA

Other Businesses

1- 11/2024 / Jackson Hewitt / Tax Prep/Accounting/CPA / Investment Related / 20 hrs mth / 1 hr during trading / Modesto, CA / Start date: 11/15/2024 2- 11/2024 / Solutions Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 20 hrs mth / 1 hrs during trading / At reported business location(s) 3- 12/01/2025 - Solutions Wealth Management - Other - Trust and Estate Planning - Not Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 6 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2024-08-22
• S63 Uniform Securities Agent State Law Examination
  1991-11-19

Other Names

• Robert Shih Chung Min
• Bob Min