Inactive

Clifford Walter O'COnner

C.W. O'COnner Wealth Advisors, Inc.

Claim This Profile

Current Employers

C.W. O'COnner Wealth Advisors, Inc.

3175 Satellite Boulevard Suite 110, Duluth, GA 30096 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2003-03-13

GA RA
APPROVED

Since 2003-03-13

Branch Locations

3175 Satellite Boulevard Suite 110, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cw O'COnner Wealth Advisors	Duluth	GA	03/1995	Present

03/1995 → Present

Cw O'COnner Wealth Advisors

Duluth, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-05
S63	Uniform Securities Agent State Law Examination	1992-02-18

S65 Uniform Investment Adviser Law Examination

1994-12-05
S63 Uniform Securities Agent State Law Examination

1992-02-18

Designations

View on SEC IAPD

Other Firms

LEGACY PARTNER GROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PFS INVESTMENTS INC.

LIFEWATER WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

CHARMAINE ANDREA SYLVESTER

CHERRY XIANGCHAN MOSIENKO

ANDREW DENNIS PERLMAN

HARSH B JAYASWAL

JONATHAN Edmund STRIEFSKY

Other Offices

MORGAN STANLEY · Duluth, GA

LEGACY PARTNER GROUP · DULUTH, GA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA

PFS INVESTMENTS INC. · DULUTH, GA

LIFEWATER WEALTH MANAGEMENT · DULUTH, GA

AMERIPRISE FINANCIAL SERVICES, LLC · DULUTH, GA

VALIC FINANCIAL ADVISORS, INC. · DULUTH, GA

More in Duluth, GA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor