Keith Andrew Borgfeldt

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Next Financial Group, Inc.
  Sugarland, TX
• 05/2017 → Present
  Kestra Investment Services, Llc
  Sugarland, TX
• 05/2017 → Present
  Kestra Advisory Services, Llc
  Sugarland, TX

Previous Registrations

• 2008-01-18 → 2017-05-16
  Next Financial Group, Inc.
  Houston, TX
  Sugarland, TX
• 2002-06-19 → 2008-02-01
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 5/12/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Independent advisor Name: Spartan Wealth Management LLC Investment Related: Yes Address: 4690 Sweetwater Blvd., Ste 280 Sugar Land TX 77479 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 7/1/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Oversee all daily activities of the firm. Work directly with clients to manage their wealth and their overall financial picture. Name: Fort Bend Chamber of Commerce Investment Related: No Address: Fort Bend Chamber of Commerce Sugar Land TX 77479 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Treasurer Start Date: 11/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Report financials to the Chamber Board. Co-sign checks as necessary. I will not have direct access to any funds and because checks need to signatures I would occasionally co-sign a check. Name: CULLINAN PARK CONSERVANCY POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2022 ADDRESS: 12414 Highway 6 S, Sugar Land TX 77478 DESCRIPTION: Attend board meetings and provide input and guidance to help enhance Cullinan Park. Name: BORG PROPERTIES LLC POSITION: Manager and Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/13/2020 ADDRESS: 4707 Dunleigh Ct, Sugar Land TX 77479 DESCRIPTION: Maintain the building and financials associated with building. Name: FORT BEND REGIONAL PARTNERSHIP POSITION: Treasurer NATURE: Board position INVESTMENT RELATED: No# OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 11/01/2019 ADDRESS: Fort Bend Regional Partnership, Sugar Land TX 77479, United States DESCRIPTION: Report financials to the Chamber Board. Co-sign checks as necessary. I will not have direct access to any funds and because checks need to signatures I would occasionally co-sign a check.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-08
• S63 Uniform Securities Agent State Law Examination
  1992-02-25

Other Names

• Keith A Borgfeldt
• Keith Andrew Borgfeldt