Marc Andre Geels

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1992 → Present
  Provident Mutual
  Phila, PA
• 02/2006 → 06/2024
  Securities America, Inc.
  Sioux City, IA
• 02/2006 → 06/2024
  Securities America Advisors, Inc
  Sioux City, IA
• 02/1986 → Present
  Efs Group Llc
  Sioux City, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sioux City, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sioux City, IA

Previous Registrations

• 2006-02-14 → 2024-06-14
  Securities America Advisors, Inc.
  Sioux City, IA
  Sioux City, IA
• 1997-09-25 → 2006-02-02
  1717 Capital Management Company
  Sioux City, IA

Other Businesses

1. EFS WEALTH MANAGEMENT POSITION: OWNER/ CEO NATURE: EFS WEALTH MANAGEMENT, INC - OPERATING ENTITY FOR FINANCIAL PURPOSES AND INSURANCE SALES - GENERAL AGENT - ACCOUNTING AND PAYROLL FOR FINANCIAL FIRM. INCOME AND EXPENSES, EMPLOYEE BENEFITS AND OTHER GENERAL OPERATIONAL PURPOSES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 5764 Sunnybrook Drive, Sioux City IA 51106 DESCRIPTION: DBA name and operational entity for insurance and financial services. 2. EFS GROUP POSITION: owner NATURE: EFS GROUP LLC - INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1992 ADDRESS: 5764 Sunnybrook drive, Sioux city IA 5110 DESCRIPTION: Insurance in relation to retirement planning and financial planning 3. WEALTH PLAN PARTNERS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/20/2024 ADDRESS: 101 South 108th Avenue, Omaha NE 68154, United States DESCRIPTION: Help set direction of company, help set goals and initiatives, policies, procedures. 4. EFS WEALTH MANAGEMENT POSITION: OWNER/ CEO NATURE: EFS WEALTH MANAGEMENT DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2016 ADDRESS: 5764 Sunnybrook Drive, Sioux City IA 51106, United States DESCRIPTION: DBA name and operational entity for insurance and financial services. 5. EFS GROUP POSITION: owner NATURE: EFS GROUP LLC - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 06/1992 - LOCATED AT 5764 Sunnybrook Drive - SIOUX CITY IA - TIME SPENT: 10% INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1992 ADDRESS: 5764 sunnybrook drive, sioux city IA 51106, United States DESCRIPTION: Insurance in relation to retirement planning and financial planning

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-01
• S63 Uniform Securities Agent State Law Examination
  1992-01-06

Designations

• Certified Financial Planner