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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-20
  • TX RA
    APPROVED
    Since 2016-01-20

Branch Locations

6250 Delaware St, Ste A, Beaumont, TX 77706 • United States

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

1800 Hughes Landing Blvd Ste 325 [Xd-Rbo], The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 01/2016 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-21
S63 Uniform Securities Agent State Law Examination 1991-12-11
  • S65 Uniform Investment Adviser Law Examination
    1998-09-21
  • S63 Uniform Securities Agent State Law Examination
    1991-12-11
Designations
Other Names
  • John T Mccauley

View on SEC IAPD

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