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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Forsyth | IL | 02/2011 | Present |
1. HUBBARD FARMS - HORSE, HAY, GRAIN FARM; OAKLEY RD, FORSYTH IL; DIRECTOR; 1. FAMILY HELD BUSINESS; 30 HOURS PER MONTH; 0 DURING TRADING HOURS; SELLING LIVESTOCK, SELLING FARM, MANAGING EMPLOYEE'S. I HAVE A FARM MANAGER FOR MOST DAY TO DAY; 06/2012 2. *98822 - Northtown Development Company; Investment related Yes; Forsyth, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2017; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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