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Mary K Holden

Stifel, Nicolaus & Company, Incorporated

Decatur, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-07
TX RA APPROVED 2026-07-07
  • IL RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-07

Branch Locations

415 N. Franklin, Decatur, IL 62523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Decatur IL 06/2009 06/2026
Stifel, Nicolaus & Company, Incorporated Decatur IL 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-20
S63 Uniform Securities Agent State Law Examination 2008-02-25
  • S65 Uniform Investment Adviser Law Examination
    2023-07-20
  • S63 Uniform Securities Agent State Law Examination
    2008-02-25
Other Names
  • Mary Karole Holden
  • M Karole Holden
  • M Karole Holden
  • Karole M Holden
  • Mary K Holden

View on SEC IAPD

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Other Offices

IPI WEALTH MANAGEMENT, INC. · DECATUR, IL
IPI WEALTH MANAGEMENT, INC. · Decatur, IL
CETERA INVESTMENT ADVISERS LLC · DECATUR, IL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DECATUR, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Decatur, IL
LPL FINANCIAL LLC · DECATUR, IL
WELLS FARGO CLEARING SERVICES, LLC · DECATUR, IL
EQUITABLE ADVISORS, LLC · DECATUR, IL

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