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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-09
IL RA APPROVED 2026-06-08
  • TX RA
    APPROVED_RES
    Since 2026-06-09
  • IL RA
    APPROVED
    Since 2026-06-08

Branch Locations

415 N. Franklin, Decatur, IL 62523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Decatur IL 06/2009 06/2026
Stifel, Nicolaus & Company, Incorporated Decatur IL 06/2026 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2026
Previous Registrations
Other Businesses

1. Webster Cantrell Youth Advocacy; 1942 E Cantrell St Decatur, IL 62521; Non for profit providing and managing services for children in troubled homes. foster care. councilling; Board Treasurer; Chair finance committee meeting. Present the monthly financial report to the board which is prepared by the comptroller; 12/01/2020; 2hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-03
S63 Uniform Securities Agent State Law Examination 1997-07-01
  • S65 Uniform Investment Adviser Law Examination
    2007-01-03
  • S63 Uniform Securities Agent State Law Examination
    1997-07-01
Other Names
  • Pen Shade
  • Penn Shade
  • William Pendleton Shade
  • William P Shade
  • William P Shade Iv
  • William P Shade
  • William P Shade Iv

View on SEC IAPD

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