William P Shade

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 06/2026
  Morgan Stanley
  Decatur, IL
• 06/2026 → Present
  Stifel, Nicolaus & Company, Incorporated
  Decatur, IL
• 01/2015 → 06/2026
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-06-01 → 2026-06-09
  Morgan Stanley
  Forsyth, IL
• 2007-01-04 → 2009-06-01
  Citigroup Global Markets Inc.
  Decatur, IL

Other Businesses

1. Webster Cantrell Youth Advocacy; 1942 E Cantrell St Decatur, IL 62521; Non for profit providing and managing services for children in troubled homes. foster care. councilling; Board Treasurer; Chair finance committee meeting. Present the monthly financial report to the board which is prepared by the comptroller; 12/01/2020; 2hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-03
• S63 Uniform Securities Agent State Law Examination
  1997-07-01

Other Names

• Pen Shade
• Penn Shade
• William Pendleton Shade
• William P Shade
• William P Shade Iv
• William P Shade
• William P Shade Iv