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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED | 2026-04-16 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wichita | KS | 11/1993 | 04/2026 |
| Morgan Stanley Smith Barney Llc | Wichita | KS | 04/2026 | Present |
*691899 - SAFE FAMILIES FOR CHILDREN; Investment related- No; CHICAGO, Illinois; Non-Profit; Leadership Council Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 3; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-24 |
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