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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States

W. Greenwich, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company East Providence RI 07/2016 Present
Mml Investors Services, Llc East Providence RI 03/2017 Present
Msi Financial Services Norwood MA 07/2016 03/2017
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    East Providence, RI
  • 03/2017 → Present
    East Providence, RI
  • 07/2016 → 03/2017
    Msi Financial Services
    Norwood, MA
Previous Registrations
  • 2001-07-12 → 2017-03-25
    Msi Financial Services, Inc.
    Norwood, MA
    Norwood, MA
    Coventry, RI
    West Greenwich, RI
    Waltham, MA
    East Providence, RI
    East Providence, RI
Other Businesses

Name: Mark S. Bowen Inv rel: Y Add: 501 Wampanoag Trail Suite 200 E. Providence RI 02915 Nature: Outside Insurance Sales; Property/Casualty, Fixed annuities, and Group Life Renewals Position: Sales Start date: 02/01/2001 No. HR/MO: 5 No. HR/MO during sec trading: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-19
S63 Uniform Securities Agent State Law Examination 1991-12-26
  • S65 Uniform Investment Adviser Law Examination
    1995-10-19
  • S63 Uniform Securities Agent State Law Examination
    1991-12-26

View on SEC IAPD

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