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Clark Johnson Sturtevant

Wells Fargo Clearing Services, LLC

Mystic, CT

Middletown, RI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-06-20
NE RA APPROVED 2021-09-28
CT RA APPROVED 2019-12-06
  • RI RA
    APPROVED
    Since 2024-06-20
  • NE RA
    APPROVED
    Since 2021-09-28
  • CT RA
    APPROVED
    Since 2019-12-06

Branch Locations

86 Denison Ave Ste 1, Mystic, CT 06355 • United States

Middletown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essex Financial Services, Inc. Essex CT 06/2008 12/2019
Wells Fargo Clearing Services Llc Essex CT 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
S63 Uniform Securities Agent State Law Examination 1991-11-05
  • S66 Uniform Combined State Law Examination
    2006-05-18
  • S63 Uniform Securities Agent State Law Examination
    1991-11-05

View on SEC IAPD

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