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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-06-20 |
| NE | RA | APPROVED | 2021-09-28 |
| CT | RA | APPROVED | 2019-12-06 |
Branch Locations
86 Denison Ave Ste 1, Mystic, CT 06355 • United States
Middletown, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services, Inc. | Essex | CT | 06/2008 | 12/2019 |
| Wells Fargo Clearing Services Llc | Essex | CT | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-05 |
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