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Todd Philip Dagostino

Your Private Client Group, Inc.

Huntington Beach, CA

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Current Employers
Your Private Client Group, Inc.

Thousand Oaks, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-10
CA RA APPROVED 2018-03-13
  • TX RA
    APPROVED
    Since 2018-05-10
  • CA RA
    APPROVED
    Since 2018-03-13

Branch Locations

5267 Warner Ave , Suite 235, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Brokerage, Llc Concord CA 08/2014 Present
Assetmark Financial, Inc. Concord CA 08/2014 Present
Your Private Client Group, Inc. Huntington Beach CA 02/2018 Present
  • 08/2014 → Present
    Assetmark Brokerage, Llc
    Concord, CA
  • 08/2014 → Present
    Assetmark Financial, Inc.
    Concord, CA
  • 02/2018 → Present
    Your Private Client Group, Inc.
    Huntington Beach, CA
Previous Registrations
  • 2008-07-31 → 2018-07-05
    Assetmark, Inc.
    Encino, CA
    Encino, CA
    Concord, CA
  • 2008-03-12 → 2008-07-31
    Genworth Financial Asset Management, Inc
    Encino, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-03-14
S65 Uniform Investment Adviser Law Examination 2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    2008-03-14
  • S65 Uniform Investment Adviser Law Examination
    2008-03-07

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
J.P. MORGAN SECURITIES LLC · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA
SIMPLICITY WEALTH · Huntington Beach, CA
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON BEACH, CA
AE WEALTH MANAGEMENT, LLC · HUNTINGTON BEACH, CA
INTEGRATED WEALTH CONCEPTS LLC · HUNTINGTON BEACH, CA
THRIVENT INVESTMENT MANAGEMENT INC. · HUNTINGTON BEACH, CA

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