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Anthony Alexander Nicolich Iv

Veritas Wealth Advisors, LLC

Baton Rouge, LA

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Current Employers
Veritas Wealth Advisors, Llc

Baton Rouge, LA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2010-04-09
  • LA RA
    APPROVED
    Since 2010-04-09

Branch Locations

17609 W. Lakeway Dr., Baton Rouge, LA 70810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Veritas Wealth Advisors, Llc Baton Rouge LA 12/2005 Present
Previous Registrations
Other Businesses

(1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. (2) HARRIS PROPERTIES-NON-VOTING MEMBER, MEMBER/SHAREHOLDER, REAL ESTATE BUSINESS, TIME SPENT IN ACTIVITY : 0, DUTIES: PASSIVE/FAMILY INTEREST.METHOD OF COMPENSATION: K-1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-04
S63 Uniform Securities Agent State Law Examination 1991-11-27
  • S65 Uniform Investment Adviser Law Examination
    2014-03-04
  • S63 Uniform Securities Agent State Law Examination
    1991-11-27
Other Names
  • Tony Nicholich
  • Anthony Alexander Iv Nicolich
  • Anthony Alexander Nicholich
  • Anthony Alexander Nicolich

View on SEC IAPD

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