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Beverly Jo Funderburk

Ubs Financial Services Inc.

Winston-Salem, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-04-20
TX RA APPROVED 2009-04-20
  • NC RA
    APPROVED
    Since 2009-04-20
  • TX RA
    APPROVED
    Since 2009-04-20

Branch Locations

380 Knollwood Street, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston-Salem NC 06/1996 Present
Ubs Financial Services Inc Winston-Salem NC 04/2009 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC/1 HR. PER MONTH. Start date - 5/12/2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-03
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S66 Uniform Combined State Law Examination
    2001-11-03
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30
Other Names
  • Bec Funderburk
  • Bev Funderburk
  • Beverly Mckain Funderburk
  • Beverly Jo Mckain
  • Bo Mckain
  • Bev Mckain

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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