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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
NE RA APPROVED 2001-07-30
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • NE RA
    APPROVED
    Since 2001-07-30

Branch Locations

13321 California St, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Omaha NE 07/2001 Present
Bank Of America,Na Omaha NE 12/2009 Present
  • 07/2001 → Present
    Merrill Lynch
    Omaha, NE
  • 12/2009 → Present
    Bank Of America,Na
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-17
  • S66 Uniform Combined State Law Examination
    2001-07-17

View on SEC IAPD

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