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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-04-09
  • SD RA
    APPROVED
    Since 2024-04-09

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

4300 S Louise Ave Ste 100, Sioux Falls, SD 57106 • United States

4300 S Louise Ave Ste 100, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Sioux Falls SD 01/1998 01/2024
Aaron Smith Insurance Agency Sioux Falls SD 08/1993 Present
State Farm Investment Management Corp Sioux Falls SD 07/2018 05/2019
State Farm Investment Management Corp Sioux Falls SD 06/2023 01/2024
Brokers International Financial Services Sioux Falls SD 04/2024 Present
Previous Registrations
Other Businesses

1. Aaron M Smith Insurance Agency, INC; Investment related; 4300 S Louise Ave Ste 100 Sioux Falls, SD 57106; Insurance Sales; President; 08/01/1993; 80 hours per month; 20 hours during trading hours; Sell property, casualty, life, health and annuities. 2. 311 Myrtle, LLC; Investment related; 311 6th Ave North Myrtle Beach, SC 29577; Real estate; Owner; 10/01/2022; 0 hours per month; 0 hours during trading hours; Own property, make maintenance decisions and management company handles it. 3. Crystal Properties, LLC; Investment related; 4300 S Louise Ave Ste. 100 Sioux Falls, SD 57106; President; 01/01/2007; 0 hours per month; 0 hours during trading hours; Own apartments in Minnesota. Management property takes care of and sends quarterly checks. 4. Aaron M Smith Financial Group; Investment related; 4300 S Louise Ave Ste. 100 Sioux Falls, SD 57106; DBA; Financial Advisor; 04/08/2024; 160 hours per month; 140 hours during trading hours; DBA for financial services business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-26
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S65 Uniform Investment Adviser Law Examination
    2023-06-26
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01

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