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2343 Professional Drive Suite B, Rocky Mount, NC 27804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-28 |
| NC | RA | APPROVED | 2015-01-27 |
Branch Locations
2343 Professional Drive Suite B, Rocky Mount, NC 27804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerald Asset Management Inc | Rocky Mount | NC | 01/2015 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; ROCKY MOUNT, NC; 33.30% OWNERSHIP; START DATE = 01/01/98; MINIMAL TIME DEVOTED, NOT DURING BUSINESS HOURS; PASSIVE INVESTOR. CFA NORTH CAROLINA SOCIETY; NOT INVESTMENT RELATED; RALEIGH, NC; ROCKY MOUNT PLANNING BOARD; NOT INVESTMENT RELATED; ROCKY MOUNT, NC; VOTING BOARD MEMBER; START DATE = OCTOBER 2023; 1.5 HOURS PER MONTH; NOT DURING BUSINESS HOURS; MEMBER OF THE BOARD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-08 |
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