Charles Giaquinto

Current Employers

Employment History

• 07/2012 → 07/2018
  Charles Cap
  Beaverton, OR
• 06/2016 → 08/2018
  American Income Life
  Lake Oswego, OR
• 08/2018 → 11/2018
  Chimera Securities
  New York, NY
• 01/2021 → 06/2022
  Wall Street Access
  New York, NY
• 11/2018 → 12/2020
  Unemployed
  Beaverton, OR
• 06/2022 → 08/2022
  Paulson Investment Company, Llc
  Lake Oswego, OR
• 06/2022 → 08/2022
  Paulson Investment Advisors, Llc
  Lake Oswego, OR
• 08/2022 → Present
  Young America Capital
  Mamaroneck, NY
• 06/2018 → 12/2020
  National General
  Hillsboro, OR
• 08/2025 → Present
  Tactive Advisors, Llc
  Sarasota, FL

Previous Registrations

• 2022-07-19 → 2022-08-22
  Paulson Investment Advisors, Llc
  Portland, OR
• 2015-08-10 → 2016-06-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
• 2015-04-24 → 2015-05-15
  Mkg Financial Group, Inc.
  Portland, OR

Other Businesses

1) Investment Banking related activities to help companies raise capital with Young America Capital. 2) Licensed Insurance Agent with Plan Advisors LLC; 1445 Ross Ave Dallas TX 75202; Position Title: Life agent; Start date: 2025-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10

Exams

• S66 Uniform Combined State Law Examination
  2025-07-29
• S65 Uniform Investment Adviser Law Examination
  2015-04-23
• S63 Uniform Securities Agent State Law Examination
  1991-12-16

Other Names

• Charlie Giaquinto
• Charles Francis Giaquinto