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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2006-01-09
  • IN RA
    APPROVED
    Since 2006-01-09

Branch Locations

119 East Center Street, Warsaw, IN 46580 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Indianapolis IN 12/2005 Present
Previous Registrations
Other Businesses

1.)Grace College- 200 Seminary Ave Winona Lake, IN 46590- Assistant Tennis Coach- $2000 income- 10 hrs/month- None during trading hours. 2.) SDL Holdings-LLC.2303 Eastwood Rd. Winona Lake, IN 46590. Rental House-Agent, 2 hrs/mo, zero during trading hours. Zero Income. 3.) Warsaw Community Tennis Assoc.- P O Box 1261 Warsaw, IN 48581. Tennis Lessons through park department. Position- President. 2 hrs/mo. zero during trading hours and zero income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-17
S63 Uniform Securities Agent State Law Examination 1991-11-22
  • S65 Uniform Investment Adviser Law Examination
    2000-04-17
  • S63 Uniform Securities Agent State Law Examination
    1991-11-22
Other Names
  • Andy Lewis

View on SEC IAPD

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