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Charles Alvin Murray

Raymond James & Associates, Inc.

Saint Cloud, MN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-01
MN RA APPROVED 2021-09-29
  • TX RA
    APPROVED_RES
    Since 2021-10-01
  • MN RA
    APPROVED
    Since 2021-09-29

Branch Locations

400 1St Street South Suite 600, Saint Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Cloud MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Saint Cloud MN 11/2016 09/2021
Raymond James & Associates, Inc Saint Cloud MN 09/2021 Present
Raymond James & Associates, Inc. Indio CA 01/2022 Present
Previous Registrations
  • 2011-01-03 → 2021-10-06
    Wells Fargo Clearing Services, Llc
    Saint Cloud, MN
    Saint Cloud, MN
    Duluth, MN
    Palm Desert, CA
  • 2004-11-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Saint Cloud, MN
    St. Cloud, MN
    Saint Cloud, MN
    Saint Cloud, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-11
S63 Uniform Securities Agent State Law Examination 1991-12-16
  • S65 Uniform Investment Adviser Law Examination
    1999-06-11
  • S63 Uniform Securities Agent State Law Examination
    1991-12-16
Other Names
  • Charles Alvin Murray

View on SEC IAPD

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Other Investors

LAURA ANN HUMPHREY
Jameson Richard Barrett
Nolan James Lind
AARON MICHAEL ZIMMER
Matthew Joseph Siers
ANDREW SCOTT JACOBS
BRIAN ROBERT ZIMNY
Jennifer Lynn Thoennes

Other Offices

OSAIC WEALTH, INC. · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
GRANITE PARTNERS · ST. CLOUD, MN
RBC CAPITAL MARKETS, LLC · ST. CLOUD, MN
U.S. BANCORP ADVISORS, LLC · Saint Cloud, MN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ST. CLOUD, MN
LPL FINANCIAL LLC · SAINT CLOUD, MN
MIDWEST FINANCIAL PARTNERS · ST. CLOUD, MN

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