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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Sartell, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Cloud MN 04/2009 Present
Other Businesses

(1) NAME OF ENTITY: Boys and Girls Club of Central MN; ADDRESS: 345 30th Ave N St. Cloud, MN 56303; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Boys & Girls Club of Central MN; CAPACITY: Committee/Council Member; START DATE: 02/2020; DUTIES: I'll be on a committee that will help determine programming; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; (2) NAME OF ENTITY: Zimny Farm House, LLC ADDRESS: Imperial Road, Royalton, MN INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Cabin CAPACITY: Owner - Active START DATE: 8/24/16 DUTIES: Help with repairs and maintenance HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Zimny Recreation LLC ADDRESS: 1104 Providence Lane Sartell, MN 56377 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Cabin CAPACITY: Other START DATE: 3/1/2022 DUTIES: I'll help out as needed. HOURS DEVOTED PER MONTH: 0.1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.01 (4) NAME: Val Halla Villa, Inc. Non-Investment related ADDRESS: 1301 South Darling Dr. NW Alexandria, MN 56308 Nature of business: Homeowners Associations (a Planned Unit Development) Position/Title/Relationship: Secretary Start Date: 06/15/22 Hours devoted: 0.5 Hours during securities trading hours: 0.25 Duties: As Secretary I will be responsible for recording the minutes of all meetings of the board and the association. The Secretary shall be responsible for keeping the books and records of the Association. and shall give all notices required by the Governing Documents of the Act unless directed otherwise by the Board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-11
  • S66 Uniform Combined State Law Examination
    2005-03-11

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