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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
NJ RA APPROVED 2024-06-14
NY RA APPROVED 2024-06-14
NC RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14
  • NJ RA
    APPROVED
    Since 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

3 N William St, Pearl River, NY 10965 • United States

2354 State Route 17A, Goshen, NY 10924 • United States

12 Evergreen Dr, Middletown, NY 10940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 06/2004 Present
Gaynor Mansion Associates Llc Middletown NY 09/2004 Present
National Planning Corporation Middletown NY 01/2010 10/2017
Securities America, Inc. Middletown NY 10/2017 06/2024
Securities America Advisors Middletown NY 10/2017 06/2024
Osaic Wealth, Inc. Middletown NY 06/2024 Present
Osaic Wealth, Inc. Middletown NY 06/2024 Present
  • 06/2004 → Present
    Minnesota Life Insurance Company
    St. Paul, MN
  • 09/2004 → Present
    Gaynor Mansion Associates Llc
    Middletown, NY
  • 01/2010 → 10/2017
    National Planning Corporation
    Middletown, NY
  • 10/2017 → 06/2024
    Securities America, Inc.
    Middletown, NY
  • 10/2017 → 06/2024
    Securities America Advisors
    Middletown, NY
  • 06/2024 → Present
    Middletown, NY
  • 06/2024 → Present
    Middletown, NY
Previous Registrations
  • 2017-10-23 → 2024-06-14
    Securities America Advisors, Inc.
    Middletown, NY
  • 2010-04-06 → 2017-10-27
    National Planning Corporation
    Goshen, NY
    Wappingers Falls, NY
    Middletown, NY
    South Windsor, CT
  • 2004-06-03 → 2010-01-26
    Securian Financial Services, Inc.
    Middletown, NY
    Middletown, NY
    Parsippany, NJ
  • 2002-06-20 → 2004-06-16
    Ws Griffith Securities, Inc.
    Middletown, NY
Other Businesses

1. QUEST SELECT WEALTH PARTNERS, INC POSITION: owner NATURE: Business expenses and Employee benefits INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 12 Evergreen Drive, Middletown NY 10940 DESCRIPTION: Used for no securities related business and employee benefits 2. GAYNOR MANSION ASSOCIATES LLC POSITION: Owner NATURE: Office building. Rental of office space100% Ownership of business3 to 10 hours per month Maintain building, collection of rent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 12 Evergreen Drive, Middletown NY 10940 DESCRIPTION: Maintenance and collection of Rent 3. DBA - Select Wealth Partners 4. SELECT WEALTH PARTNERS POSITION: partner NATURE: marketing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023 ADDRESS: 12 EVERGREEN DR, MIDDLETOWN NY 10940 DESCRIPTION: Marketing & Training 5. SELECT TAX & ACCOUNTING TEAM DBA STAT POSITION: President NATURE: corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/04/2024 ADDRESS: 2354 Route 17A, Goshen NY 10924, United States DESCRIPTION: Overview of business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-22
S63 Uniform Securities Agent State Law Examination 1992-04-14
  • S66 Uniform Combined State Law Examination
    2016-02-22
  • S63 Uniform Securities Agent State Law Examination
    1992-04-14
Other Names
  • Robert A Howerter

View on SEC IAPD

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