Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2009-01-02 |
Branch Locations
25 Country Club Rd Suite 207, Gilford, NH 03249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Gilford | NH | 08/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Gilford | NH | 01/2009 | Present |
| Gaudet Financial Services, Llc | Gilford | NH | 08/2003 | Present |
(1)Name of Business: Gaudet Financial Services LLC Address: 25 Country Club Rd Unit 207, Gilford, NH, 03249, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/15/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All of my business accounts are in the name of my LLC. Utility, mortgage for the business, bank account, insurance policies for the business etc. My sales assistant is an employee of my LLC (2)Name of Business: KAT PAW Address: 25 Country Club Rd Unit 207, Gilford, NH, 03249, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/02/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of the Irrevocable Trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-29 |
Reach out to this advisor