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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2009-01-02
  • NH RA
    APPROVED
    Since 2009-01-02

Branch Locations

25 Country Club Rd Suite 207, Gilford, NH 03249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Gilford NH 08/2003 Present
Raymond James Financial Services Advisors, Inc Gilford NH 01/2009 Present
Gaudet Financial Services, Llc Gilford NH 08/2003 Present
Previous Registrations
  • 2001-07-12 → 2003-08-18
    Uvest Financial Services Group, Inc.
    Laconia, NH
Other Businesses

(1)Name of Business: Gaudet Financial Services LLC Address: 25 Country Club Rd Unit 207, Gilford, NH, 03249, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/15/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All of my business accounts are in the name of my LLC. Utility, mortgage for the business, bank account, insurance policies for the business etc. My sales assistant is an employee of my LLC (2)Name of Business: KAT PAW Address: 25 Country Club Rd Unit 207, Gilford, NH, 03249, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/02/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of the Irrevocable Trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-15
S63 Uniform Securities Agent State Law Examination 1992-06-29
  • S65 Uniform Investment Adviser Law Examination
    1996-03-15
  • S63 Uniform Securities Agent State Law Examination
    1992-06-29
Other Names
  • Mary Lynn Demontigny

View on SEC IAPD

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