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Robert Christopher Laux

Morgan Stanley

Gilford, NH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-08-09
  • NH RA
    APPROVED
    Since 2016-08-09

Branch Locations

Decamp Fincl Center 14 Country Club Rd, Gilford, NH 03246 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 05/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Hebron NH 05/2017 Present
  • 06/2009 → 05/2017
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2017 → Present
    Hebron, NH
Previous Registrations
Other Businesses

1. NATIONAL ASSOCIATION OF SECURITIES DEALERS NOT INVESTMENT RELATED; BOCA RATON, FL INDUSTRY ARBITRATOR; 12/1994; HOURS VARY EACH YEAR** 2. MUTSCHELKNAUS OIL & GAS; FLORIDA; OIL AND GAS EXPLORATION; NO RESPONSIBILITIES. PASSIVE; 12/2013** 3. OLD SCHOOL LLC,REGISTERED REP;INVESTEMENT RELATED;START DATE:10/2016;DURING BUSINESS HOURS-0;AFTER BUSINESS HOURS-0; NORTH MAYHEW TURNPIKE, HEBRON NH 4. Town of Hebron, New Hampshire; Non Investment related; Hebron, New Hampshire; Government / Municipality / Political; Employee - Volunteer emergency responder; Jan/2018; During business hours: 4; After business hours: 4; Basic Emergency Medical Technician 5.Hebron (NH) Historic District Commission; Investment related: No; Hebron, NH ; Government / Municipality / Political; Member(proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 1; 6. *453031- Camp Mowglis for Boys; Investment related -No; Hebron, New Hampshire; Non-Profit; Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 4; Volunteer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-14
S63 Uniform Securities Agent State Law Examination 1987-05-26
  • S65 Uniform Investment Adviser Law Examination
    1994-10-14
  • S63 Uniform Securities Agent State Law Examination
    1987-05-26
Other Names
  • Robert Laux

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