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Kimberly A Giannone

Innovative Asset Advisors Group

Shelton, CT

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Current Employers
Innovative Asset Advisors Group

1 Enterprise Drive, Suite 425, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-11
NH RA APPROVED 2025-12-03
CT RA APPROVED 2025-09-29
  • FL RA
    APPROVED
    Since 2026-06-11
  • NH RA
    APPROVED
    Since 2025-12-03
  • CT RA
    APPROVED
    Since 2025-09-29

Branch Locations

1 Enterprise Drive, Suite 425, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Hamden CT 04/2018 05/2020
Guided Financial Strategies East Hartford CT 12/2007 10/2018
Cambridge Investment Research, Inc. Fairfield IA 05/2020 12/2021
Private Client Services Milford CT 12/2021 09/2023
Prime Capital Investment Advisors, Llc Overland Park KS 01/2022 09/2023
Financial Network Limited Milford CT 05/2020 12/2021
Financial Strategies Investment Advisor Services, Inc. North Haven CT 10/2023 01/2024
Financial Strategies Investment Advisor Services, Inc. North Haven CT 01/2024 Present
  • 04/2018 → 05/2020
    Royal Alliance
    Hamden, CT
  • 12/2007 → 10/2018
    Guided Financial Strategies
    East Hartford, CT
  • 05/2020 → 12/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2021 → 09/2023
    Private Client Services
    Milford, CT
  • 01/2022 → 09/2023
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 05/2020 → 12/2021
    Financial Network Limited
    Milford, CT
  • 10/2023 → 01/2024
    Financial Strategies Investment Advisor Services, Inc.
    North Haven, CT
  • 01/2024 → Present
    Financial Strategies Investment Advisor Services, Inc.
    North Haven, CT
Previous Registrations
  • 2023-10-30 → 2025-12-22
    Financial Strategies Investment Advisor Services, Inc.
    Shelton, CT
    North Haven, CT
    North Haven, CT
  • 2023-06-19 → 2023-09-21
    Prime Capital Financial
    Milford, CT
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-19
  • S65 Uniform Investment Adviser Law Examination
    2023-06-19
Other Names
  • Kimberly Degrazia
  • Kimberly Giannone
  • Kimberly Shinglar
  • Kim Giannone

View on SEC IAPD

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WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PROCYON

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

MML INVESTORS SERVICES, LLC · SHELTON, CT
RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

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