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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
| AL | RA | APPROVED | 2023-06-27 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 04/2009 | 06/2023 |
| Bank Of America, N.A. | Montgomery | AL | 04/2011 | 06/2023 |
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 06/2023 | Present |
1. P2 Farms LLC; 1275 Country Rd 23, Hardaway, AL 36083; hunting fishing property; 1/2 owner; maintain property; 03/01/2021; 0 Hours per Day; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-09 |
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