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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-05 |
| NJ | RA | APPROVED | 2002-07-31 |
Branch Locations
200 Schulz Dr Ste 101, Red Bank, NJ 07701 • United States
Morganville, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Holmdel | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Red Bank | NJ | 03/1992 | Present |
Business Ownership; GMW Realty LLC; Co-owner; Internal company to pay business expenses; 200 Schulz Drive, Suite 101, Red Bank , NJ, 07701; Investment-Related; 11/04/2009; 1 to 9 hours per month; 1 to 9 during trading hours / JT & Associates,LLC; Chief Executive Officer; Financial Advisory; 200 Schulz Drive, Suite 101, Red Bank, NJ, 07701; Investment-Related; 03/18/1991; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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