Ira Marc Shapiro

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-08-13

TX RA
APPROVED

Since 2020-08-13

Branch Locations

20860 N Tatum Blvd, Ste 195, Phoenix, AZ 85050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Scottsdale	AZ	07/2010	08/2020
Lpl Financial Llc	Phoenix	AZ	08/2020	Present

07/2010 → 08/2020

Wells Fargo Advisors Financial Network Llc

Scottsdale, AZ
08/2020 → Present

Lpl Financial Llc

Phoenix, AZ

Previous Registrations

2010-07-12 → 2020-08-17

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ

Other Businesses

1) 08/13/2020- Ira Shapiro LLC -Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Scottsdale, AZ-start date 7/11/2010- 40hrs/mth 2) 06/05/2024 - FocalPoint Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/1/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-30
S63	Uniform Securities Agent State Law Examination	1991-12-10

S65 Uniform Investment Adviser Law Examination

2002-03-30
S63 Uniform Securities Agent State Law Examination

1991-12-10

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews