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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

260 West Coleman Blvd St C, Mt Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 12/2015 08/2023
Minnesota Life Insurance Co St Paul MN 12/2015 08/2023
Shoemaker Financial Mt Pleasant SC 12/2015 Present
Cetera Wealth Services, Llc Mt Pleasant SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Hits Bih, Llc Johns Island SC 11/2023 Present
  • 12/2015 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 12/2015 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 12/2015 → Present
    Shoemaker Financial
    Mt Pleasant, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Mt Pleasant, SC
  • 08/2023 → Present
    Schaumburg, IL
  • 11/2023 → Present
    Hits Bih, Llc
    Johns Island, SC
Previous Registrations
  • 2015-12-03 → 2023-08-10
    Securian Financial Services, Inc.
    Mt Pleasant, SC
    St. Paul, MN
  • 2015-01-02 → 2015-11-25
    Msi Financial Services, Inc.
    Charleston, SC
    Charleston, SC
  • 2008-02-20 → 2015-01-02
    New England Securities
    Mt. Pleasant, SC
    Charleston, SC
    Charleston, SC
    Charleston, SC
    Charleston, SC
  • 2000-05-09 → 2008-02-04
    Osaic Fs, Inc.
    Charleston, SC
    N Charleston, SC
Other Businesses

1. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales; 2. NAME OF OTHER BUSINESS: HITS BIH, LLC; INVESTMENT RELATED: NO; ADDRESS: 2921 ATRIUM VILLAS DR, JOHNS ISLAND, SC 29455; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HANDLE RENTALS THROUGH VACATION RENTAL BY OWNER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1991-10-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1991-10-18
Designations
Other Names
  • Bobby Morrow
  • Robert Morrow
  • Robert S Morrow

View on SEC IAPD

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