Dagan James Sharpe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 02/2018
  Invest Financial Corp
  Tampa, FL
• 04/2014 → Present
  Queensborough National Bank
  Augusta, GA
• 02/2018 → Present
  Lpl Financial Llc
  Augusta, GA

Previous Registrations

• 2014-07-28 → 2018-02-14
  Invest Financial Corporation
  Duluth, GA
  Augusta, GA
  Augusta, GA

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - Home Based - Other - AUTHOR - Start Date 2/1/2007. 2. 02/14/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Queensborough Investments - Investment Related - At Reported Business Location(s) 3. 05/01/2019 - Queensborough National Bank and Trust - Investment related - At reported business location(s) - Financial Institution Duty - start date:04/07/2014 - 160 hrs/mo - 160 hrs during trading. 4. 04/25/2023 - Queensborough Insurance - Investment Related - Louisville, GA - IS Insurance Agency Supervisor - Start Date 05/01/2023 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 25% 5. 07/18/2023 - Freedom Boat Club - Not Investment Related - Appling, GA - Other - Part-time Instructor - Boat Safety Instructor - Start Date 07/22/2023 - 15 Hours Per Month/ 0 Hours During Trading 6. 01/21/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Queensborough Investments - Investment Related - At Reported Business Location(s) - Start Date 01/15/2026 - 0 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  1999-01-07

Other Names

• Dagan James Sharpe
• Dagan J Sharpe