Best Investors Account Sign in

Charles Morgan Cole

Wells Fargo Clearing Services, LLC

North Augusta, SC

Duluth, GA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-05-11
GA RA APPROVED 2015-09-02
  • SC RA
    APPROVED
    Since 2022-05-11
  • GA RA
    APPROVED
    Since 2015-09-02

Branch Locations

402 Georgia Ave, North Augusta, SC 29841 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Atlanta GA 06/2015 11/2016
Wells Fargo Bank Na Atlanta GA 03/2014 Present
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
  • 06/2015 → 11/2016
    Wells Fargo Advisors, Llc.
    Atlanta, GA
  • 03/2014 → Present
    Wells Fargo Bank Na
    Atlanta, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-02
S63 Uniform Securities Agent State Law Examination 2015-08-11
  • S65 Uniform Investment Adviser Law Examination
    2015-09-02
  • S63 Uniform Securities Agent State Law Examination
    2015-08-11

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
PLATFORM TECHNOLOGY PARTNERS
ANDREWS INVESTMENT MANAGEMENT
MORGAN STANLEY
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Loren Shane Fields
DAGAN JAMES SHARPE
Ronald Lentz
Briton S Williams
Christopher D White
CHARLES EDWARD KNOX
Barry Langley Storey
DAVID THOMAS CURLEY

Other Offices

LPL FINANCIAL LLC · NORTH AUGUSTA, SC
EDWARD JONES · NORTH AUGUSTA, SC
EDWARD JONES · NORTH AUGUSTA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH AUGUSTA, SC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · NORTH AUGUSTA, SC
EDWARD JONES · NORTH AUGUSTA, SC
PLATFORM TECHNOLOGY PARTNERS · North Augusta, SC
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA

More in North Augusta, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor