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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-09-22
  • MN RA
    APPROVED
    Since 2014-09-22

Branch Locations

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intellicents Investment Solutions, Inc. Albert Lea MN 12/2016 Present
Intellicents Investment Solutions, Inc Albert Lea MN 07/2017 Present
Investors Capital Corp. Lynnfield MA 01/2016 10/2016
Cetera Advisors Llc Denver CO 10/2016 10/2017
Other Businesses

1.NAME OF OTHER BUSINESS: INTELLICENTS INVESTMENT SOLUTIONS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING 2.NAME OF OTHER BUSINESS: INTELLICENTS INVESTMENT SOLUTIONS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CONSULTANT BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 3. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 2014, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND ANNUITIES 4. N/A, INVESTMENT RELATED, 1608 SUNSET, ALBERET LEA, MN, 56007, FAMILY TRUST, STARTED 2012, TRUSTEE, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE ASSETS IN TRUST 5. ALBERT B CUPPAGE CHARITABLE FOUNDATION, NOT INVESTMENT RELATED, P.O. BOX 823, ALBERT LEA, MN, 56007, CHARITABLE TRUST, STARTED 5/2014, TRUSTEE, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE ASSETS AND PROVIDE CHARITABLE CONTRIBUTIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-31
S63 Uniform Securities Agent State Law Examination 1991-10-29
  • S65 Uniform Investment Adviser Law Examination
    1996-01-31
  • S63 Uniform Securities Agent State Law Examination
    1991-10-29
Other Names
  • Kevin E Dulitz

View on SEC IAPD

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