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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intellicents Investment Solutions, Inc. | Albert Lea | MN | 12/2016 | Present |
| Intellicents Investment Solutions, Inc | Albert Lea | MN | 07/2017 | Present |
| Investors Capital Corp. | Lynnfield | MA | 01/2016 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 10/2017 |
1.NAME OF OTHER BUSINESS: INTELLICENTS INVESTMENT SOLUTIONS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING 2.NAME OF OTHER BUSINESS: INTELLICENTS INVESTMENT SOLUTIONS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CONSULTANT BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 3. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 2014, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND ANNUITIES 4. N/A, INVESTMENT RELATED, 1608 SUNSET, ALBERET LEA, MN, 56007, FAMILY TRUST, STARTED 2012, TRUSTEE, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE ASSETS IN TRUST 5. ALBERT B CUPPAGE CHARITABLE FOUNDATION, NOT INVESTMENT RELATED, P.O. BOX 823, ALBERT LEA, MN, 56007, CHARITABLE TRUST, STARTED 5/2014, TRUSTEE, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE ASSETS AND PROVIDE CHARITABLE CONTRIBUTIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-29 |
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