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Rhonda Lee Marks

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Egg Harbor Township, NJ

Mount Laurel, NJ

Florham Park, NJ

Claymont, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-11
DE RA APPROVED 2019-07-10
NJ RA APPROVED 2019-07-10
  • TX RA
    APPROVED_RES
    Since 2019-07-11
  • DE RA
    APPROVED
    Since 2019-07-10
  • NJ RA
    APPROVED
    Since 2019-07-10

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Claymont, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 05/2019 Present
Wells Fargo Advisors Llc Newark DE 10/2014 05/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-17
  • S66 Uniform Combined State Law Examination
    2007-09-17
Other Names
  • Rhonda L Marks
  • Rhonda Lee Marks
  • Rhonda Marks

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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