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Mark William Murray

Ubs Financial Services Inc.

Madison, WI

Fitchburg, WI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-30
WI RA APPROVED 2002-06-27
  • TX RA
    APPROVED_RES
    Since 2025-09-30
  • WI RA
    APPROVED
    Since 2002-06-27

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Fitchburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Madison WI 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-18
S63 Uniform Securities Agent State Law Examination 1991-11-14
  • S65 Uniform Investment Adviser Law Examination
    1999-11-18
  • S63 Uniform Securities Agent State Law Examination
    1991-11-14

View on SEC IAPD

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EAGLE STRATEGIES LLC · MADISON, WI
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GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

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