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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-06-06
  • GA RA
    APPROVED
    Since 2017-06-06

Branch Locations

304 East Second Avenue Suite B, Rome, GA 30161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Securities, Inc. Rome GA 01/1996 05/2017
Suntrust Advisory Services Atlanta GA 09/2016 05/2017
Raymond James Financial Services,Inc Rome GA 05/2017 Present
Raymond James Financial Services Advisors Inc. Rome GA 06/2017 Present
The Avenue Of Rome Rome GA 05/2017 Present
  • 01/1996 → 05/2017
    Suntrust Securities, Inc.
    Rome, GA
  • 09/2016 → 05/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 05/2017 → Present
    Raymond James Financial Services,Inc
    Rome, GA
  • 06/2017 → Present
    Rome, GA
  • 05/2017 → Present
    The Avenue Of Rome
    Rome, GA
Previous Registrations
  • 2016-09-19 → 2017-05-23
    Rome, GA
    Cartersville, GA
  • 2002-12-16 → 2016-12-31
    Truist Investment Services, Inc.
    Rome, GA
    Rome, GA
    Cartersville, GA
    Cartersville, GA
    Cartersville, GA
    Rome, GA
    Rome, GA
    Rome, GA
    Rome, GA
    Rome, GA
    Rome, GA
Other Businesses

(1)Name of Business: The Avenue of Rome Address: 304 E. Second Avenue Suite B, Rome, GA, 30161, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/18/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner/ Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-13
S63 Uniform Securities Agent State Law Examination 1991-12-12
  • S66 Uniform Combined State Law Examination
    2002-12-13
  • S63 Uniform Securities Agent State Law Examination
    1991-12-12
Other Names
  • Johnny Bishop

View on SEC IAPD

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