David Stanley Lawrence

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 08/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2017 → 03/2020
  Ameriprise Financial Services Inc
  Plano, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Plano, TX

Previous Registrations

• 2009-09-25 → 2017-08-25
  Cetera Wealth Services, Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 1996-02-12 → 2007-10-11
  Cetera Wealth Services, Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

Real Estate Ownership; Lot/Land; Hwy 67 & I35 (Northwest corner)Alvarado, TX, ,; Not Investment-Related; 01/21/2009. Business Ownership; DSL Enterprises, LLC; Owner; Manage Ameriprise Business; 6860 Dallas Pkwy, Ste 550, Plano, TX, 75024-4252; Investment-Related; 12/31/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Elevation Management Services; Financial Advisor in an Ameriprise practice.; Manage advisory business; 6860 Dallas Pkwy, Ste 550, Plano, TX, 75024; Investment-Related; 08/01/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-23
• S63 Uniform Securities Agent State Law Examination
  1992-01-02