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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-28 |
| TX | RA | APPROVED | 2026-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 05/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 08/2016 | 05/2026 |
| Bank Of America, N.A. | Baton Rouge | LA | 09/2016 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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