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Mike Martin Bell

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-12
  • OH RA
    APPROVED
    Since 2024-11-12

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 08/2003 07/2018
L.M. Kohn & Company Cincinnati OH 03/2019 10/2024
Greensky, Inc. Crestview Hills KY 08/2018 03/2019
Ubs Financial Services, Inc. Cincinnati OH 11/2024 Present
  • 08/2003 → 07/2018
    Fifth Third Securities
    Cincinnati, OH
  • 03/2019 → 10/2024
    L.M. Kohn & Company
    Cincinnati, OH
  • 08/2018 → 03/2019
    Greensky, Inc.
    Crestview Hills, KY
  • 11/2024 → Present
    Ubs Financial Services, Inc.
    Cincinnati, OH
Previous Registrations
  • 2019-03-29 → 2024-10-25
    L.M. Kohn & Company
    Cincinnati, OH
  • 2009-12-23 → 2018-07-24
    Fifth Third Securities, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 1991-10-16
  • S66 Uniform Combined State Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    1991-10-16
Other Names
  • Mike Martin Bell
  • Michael Martin Bell

View on SEC IAPD

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JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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