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1052 N Western Avenue, Lake Forest, IL 60045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-03 |
Branch Locations
1052 N Western Avenue, Lake Forest, IL 60045 • United States
Clarendon Hills, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clarendon Hills | IL | 07/2016 | 11/2020 |
| Tsfg, Llc (Formerly: Alchemy Advisors, Llc) | Clarendon Hills | IL | 08/2016 | Present |
1. 7/24/2019 - TSFG, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor -Started 07/14/2016 - 160 Hours Per Month During Securities Trading - IAR - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 07/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2. 8/5/2019 - Inforce Solutions -Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2019 - 4 Hours Per Month DuringSecurities Trading - Life Insurance and Fixed Annuity sales. 3. Officer and Partner; Vazza Real Estate Group; Investment Related:Yes; Location: 1266 Furnace Brook Parkway Quincy Ma 02169; Description of the business: Real Estate; Responsibilities Duties:Distribution and Investing; Start date with business: 12/15.2020; Hours devoted to business during trading hours: 10; Hoursdevoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business:25.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-04 |
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